Employment in Financial Services
Contributing Editor
First Name
Louise
Surname
Skinner
Law firm
Morgan Lewis & Bockius
In a rapidly evolving regulatory landscape, employers in the financial services sector must ensure they are fully compliant with local employment rules and procedures. Helping to mitigate risk, IEL’s guide provides clear answers to the key issues facing employers in the sector
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05. Do any categories of employee have enhanced responsibilities under the applicable regulatory regime?
05. Do any categories of employee have enhanced responsibilities under the applicable regulatory regime?
Isle of Man
Isle of Man
Isle of Man
- at Cains
- at Cains
- at Cains
- at Cains
Employees who carry out a Controlled Function will have a duty of responsibility to ensure compliance with the financial institution’s ongoing regulatory requirements.
Last updated on 17/04/2024